SEC Investor Advisory Committee to Host June 4 Meeting
The Securities and Exchange Commission's Investor Advisory Committee will convene a public meeting on June 4 to examine private markets, passive index funds, and potential recommendations on fund proxy voting and reporting frequency.
The meeting is scheduled for 10 a.m. ET at the SEC's headquarters in Washington D.C., and will also be webcast on the agency's website [1]. The agenda features two panel discussions. The first is titled "Avoiding Retail Confusion Regarding Private Market Assets," and the second is "Passive Index Funds and Shareholder Voting" [1]. Committee members will also deliberate on a potential recommendation concerning fund proxy voting and another regarding quarterly versus semiannual reporting [1].
The Investor Advisory Committee, established by statute, advises the Commission on regulatory priorities and initiatives to protect investors and promote the integrity of U.S. securities markets [2]. In a separate announcement, the SEC named four new members to the committee [2]. Three of the new members will serve four-year terms, and one member was appointed to represent the interests of senior citizens [2]. The committee is authorized by Congress to submit its findings and recommendations directly to the Commission [2].
brokerage-investing
Background sources we checked (6)
- ici.org ↗ SEC action is critically important. This week, we saw an encouraging step, as the SEC Investor Advisory Committee (IAC)—the committee established and authorized by Congress to submit findings and recommendations on investor-related interests to the Commissioners of the SEC—put fo…
- ici.org ↗ Events Filter Results By Committees 1940 Act Derivatives Working Group 4-Decimal NAV Calculation Working Group 529 Plan Advisory Abandoned Property Working Group ABLE Act Working Group Accounting Policy Subcommittee Accounting/Treasurers Advertising Compliance Advisory …
- ici.org ↗ ### Jun 15 [...] ### Tax/Tax Advisory Committee Meeting: June, Day 1 [...] ### Jun 16 [...] ### Tax/Tax Advisory Committee Meeting: June, Day 2…
- en.wikipedia.org ↗ Peter Andreas Thiel ( ; born 11 October 1967) is a German-American entrepreneur, venture capitalist, and conservative political activist. A co-founder of PayPal (1998), Palantir Technologies (2003), and Founders Fund (2005), he was also the first outside investor in Facebook (200…
- en.wikipedia.org ↗ Broadridge Financial Solutions, Inc. is a public corporate services and financial technology company. Headquartered in Lake Success, New York, the company was founded in 2007 as a spin-off from Automatic Data Processing. Broadridge supplies companies in the financial industry wi…
- en.wikipedia.org ↗ Gary Scott Gensler (born October 18, 1957) is an American former government official and former investment banker who served as the chair of the U.S. Securities and Exchange Commission (SEC) from 2021 to 2025. Gensler previously worked for Goldman Sachs and led the Biden–Harris t…